Web21 apr. 2024 · In 2024, the Financial Industry Regulatory Authority’s (FINRA) Enforcement Division brought 126 enforcement actions and issued fines against firms totaling $99.3 … Web12 okt. 2016 · In May 2015, five banks—Citigroup, JP Morgan Chase, Barclays, Royal Bank of Scotland, and UBS—pleaded guilty to criminal charges of manipulating foreign exchange markets, agreeing to pay over $5...
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WebThe prohibition of market manipulation or the attempt to manipulate the market is laid down in Article 15 of the Market Abuse Regulation. Obviously, it is not forbidden to place … Web11 apr. 2024 · RIYADH — The General Authority for Competition (GAC) has slapped fines amounting to a total of SR140 million on 14 Saudi local cement companies after they were found guilty of price manipulation. blm230hp-50s+bmud30-a2
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Web19 aug. 2024 · The Financial Conduct Authority (FCA) has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement the … WebMarket manipulation regulations relate to all financial instruments traded on regulated markets, MTFs and OTFs. This includes securities, but also extends to derivative transactions, spot commodity contracts, and market instruments if affected by the price/value of a financial instrument. What Information Do You Have to Disclose Under … Web20 feb. 2024 · The Bundesnetzagentur has imposed fines of €150,000 on Uniper Global Commodities SE (Uniper) and of €1,500 and €2,000 on two traders in response to a case of gas market manipulation. "Market manipulation is a serious interference in free and fair competition that can weaken confidence in the functioning of the electricity and gas … free art programs for computer